Part-Time SEBI Registered Advisor & Investment Advisor (2026 Complete Guide)

If you want to become a SEBI Registered Advisor or Investment Advisor but don’t want to quit your job immediately, the new Part-Time SEBI Registration framework makes it possible.

Whether you’re an IT professional, CA, CS, doctor, engineer, freelancer, or corporate employee, you can now legally offer research and advisory services under the regulations of Securities and Exchange Board of India — without going full-time from day one.

At Taxation Consultancy – India’s Most Trusted SEBI Matter Experts, we provide:

SEBI Research Analyst Registration
SEBI Investment Advisor Registration
SEBI Portfolio Manager Registration
SEBI AIF Registration
Part-Time SEBI Registration Support
Complete Documentation & Compliance
SEBI-Compliant Website Setup

This guide explains everything you need to know about becoming a SEBI registered advisor or investment advisor in 2026 — even if you’re working in a non-finance job.

Why Part-Time SEBI Registration Became a Game-Changer

India’s retail investor base is expanding rapidly. With millions of new traders entering the market, the demand for qualified and regulated investment advisors and research analysts has increased significantly.

Recognizing this shift, SEBI issued a landmark circular on 8 January 2025, allowing professionals engaged in non-financial sectors to apply for:

Part-Time Research Analyst (RA)
Part-Time Investment Advisor (IA)

This reform allows:

Working professionals to start advisory work legally
CA & CS professionals to earn additional income
Individuals to test the advisory profession before going full-time
Ethical experts to replace unregulated tip-based operators

This move has democratized access to becoming a SEBI registered advisor in India.

Who Can Become a SEBI Registered Advisor (Part-Time)?

One of the biggest advantages of the new regulation is accessibility.

✔ Any Graduate Can Apply

You do not need a finance degree.

Engineers, doctors, teachers, IT professionals, freelancers — all are eligible.

✔ Working Professionals

If you have a full-time job, you can still apply — provided you submit an employer NOC (No Objection Certificate).

✔ CA & CS Professionals

You can apply without surrendering your COP. Self-issued NOC is permitted.

✔ Freelancers & Consultants

You can start as an individual and gradually scale your advisory practice.

Mandatory NISM Certifications for SEBI Registration

To become a legally compliant SEBI registered advisor or investment advisor, clearing NISM exams is compulsory.

For Research Analyst (RA)

NISM Series XV – Research Analyst Certification

For Investment Advisor (IA)

These certifications validate your knowledge of:

Investment advisory processes
Risk profiling
Financial planning
Ethics & compliance

Taxation Consultancy provides complete guidance for both exams and post-certification documentation.

Client Limit for Part-Time SEBI Registered Advisor

SEBI allows:

✔ Maximum 75 Clients

If you cross 75 clients, you must:

Apply for full-time registration
Upgrade compliance structure
Follow additional regulatory norms

This ensures part-time advisors operate within manageable compliance boundaries.

Documents Required for SEBI Registered Advisor / Investment Advisor Registration

The documentation process is detailed and must be error-free.

Identity & Basic Documents

PAN Card
Aadhaar Card
Passport-size photograph

Educational Documents

Graduation Certificate
NISM Certification(s)

Financial & Compliance Documents

Net Worth Certificate (mandatory for IA)
Bank Statements
Office Address Proof
ITR (as per latest amendments)

Business Declarations

Fit & Proper Declaration
Compliance Undertaking
Professional Conduct Confirmation

Mandatory NOC (If Employed)

Official letterhead
Signed & stamped
Clearly stating no conflict of interest

Taxation Consultancy ensures:

Proper formatting
Notarization
Correct portal submission
Zero-delay documentation

NOC Requirement – Most Critical Step

The NOC is essential because SEBI must ensure:

You are not employed in a financial services entity
There is no conflict of interest
Your employer is aware of your advisory activity

Who Needs NOC?

Corporate employees
IT professionals
Healthcare professionals
Engineers & other salaried individuals

Who Doesn’t?

Self-employed professionals
Freelancers
CA & CS professionals

We provide ready-to-use SEBI-approved NOC formats.

Compliance Rules After Becoming a SEBI Registered Advisor

Becoming registered is just step one. Compliance is ongoing.

✔ What You Must Do

Maintain arm’s length separation from your main job
Use proper SEBI disclaimers
Maintain detailed records of recommendations
Prepare structured research reports
Disclose income sources transparently
Conduct annual audits (where applicable)

✘ What You Must Never Do

Guarantee profits
Manage client funds
Take client trading credentials
Offer tip-based calls
Engage in insider trading

Ethical advisory is the foundation of being a compliant investment advisor.

Mandatory Website Requirement

Every SEBI registered advisor — including part-time — must maintain a professional website containing:

SEBI Registration Number
Mandatory Disclaimers
Fee Structure
Conflict of Interest Policy
Research Methodology
Terms & Conditions
Privacy Policy

Taxation Consultancy builds fully SEBI-compliant advisory websites.

SEBI Registration Processing Time

Typically:

⏳ 2 to 4 Months

Depends on:

BSE processing queue
Documentation quality
Response to SEBI queries
NOC clarity

We handle all communication with BSE and SEBI on your behalf.

Official Fees for SEBI Registered Advisor / Investment Advisor

Government registration fee:

₹15,000 + GST

Breakup:

₹2,000 + GST (Initial Application)
₹10,000 + GST (Main Fee)
₹3,000 + GST (Final Grant Fee)

No hidden government charges beyond this.

Why Choose Taxation Consultancy?

SEBI registration involves strict compliance and precise documentation. Errors lead to delays or rejection.

We provide:

End-to-end SEBI registration
NISM guidance
Employer NOC drafting
BSE portal filing
SEBI query handling
Website compliance setup
Post-registration compliance support
Legal support for advisory entities

We maintain a 100% success record in SEBI RA & IA registrations.

Contact Taxation Consultancy

Ready to become a SEBI registered advisor or investment advisor?

📞 Call: 8928321757
📧 Email: taxationconsultancy997@gmail.com
💬 WhatsApp: Instant SEBI Support Available

We guide you from exam preparation to final SEBI approval.

Final Words

The introduction of part-time registration has made it easier than ever to become a SEBI registered advisor or investment advisor in India.

Whether you want to build a side income, transition into advisory gradually, or start a compliant research practice — this is the right time.

At Taxation Consultancy, we simplify the entire process so you can focus on building your advisory career with confidence and compliance.

Also Read : Investment Advisor Registration SEBI – Process, Fees & Eligibility 2026