How to become sebi registered analyst

This is a detailed step by step guide to the SEBI Registered Research Analyst Application Process under SEBI(Research Analyst) Regulations 2014.  It will help anyone with the necessary qualifications (see below) to apply for the SEBI Research Analyst certification. We help individuals, partnership firm registration, And private Limited company to register as Research analysts according to research analyst regulations. To get any help on registration call us on 9729953675.  

The following minimum qualifications are required to become a Research Analyst in India.

As per Regulation 7 of the Research Analyst Act 2014

1. A professional qualification or postgraduate degree or postgraduate diploma in finance, accountancy, business management, commerce, economics, capital market, banking, insurance or actuarial science or  a professional qualification by completing a Post Graduate Program in the Securities Market (Research Analysis) from NISM of a duration not less than one year or You should be a graduate in any discipline with an experience of at least five years in activities relating to advice in financial products or securities or fund or asset or portfolio management.
2. NISM Certificate ( Research Analyst XV )

In simple words, a postgraduate in finance-related topics or a graduate in any discipline with 5 years experience in the financial sector can pass the following examination by the National Institute of Securities Markets (NISM) and apply to SEBI for registration as a Research Analyst.

Documents required

1. Proof of Identity
2. Proof of address
3. Proof of qualification (Degree certificates, NISM exam certificates )
4. Experience Certificate in case of graduates (e.g. Insurance agency license, MF ARN card, etc.)
5. CIBIL Score
6. Net worth certificate from a Chartered Accountant (Minimum net worth requirement is rupees one lakh for individuals or partnership firm.)
7. Income Tax Returns for the last 3 years ( Mandatory for Individual )
8. Various declarations.

The registration process is completely online.
1. Getting access to the SEBI Intermediary portal by paying the initial registration fee of ₹5000.
2. Filling Research Analyst registration form on SEBI intermediary portal and uploading relevant documents.
3. Paying a registration fee of ₹10,000 after the application is approved by SEBI.

In this section, you have to upload self-certified copies of identity proof, address proof, supporting documents in respect of qualification. NISM Research analyst exam certificates, 3 years Income tax return, and a copy of a net worth certificate from a chartered accountant.

This is the main section regarding the research analyst registration application and here you need to upload a proper Business Plan, Internal Policy to address conflict of Interest, and Standard Disclosure, and other relevant necessary information. Call us to get all the relevant Documents.

In this section, you have to upload a complete list of infrastructure you have one by one and attach all the necessary proof you have for infrastructure. Also need to upload a declaration regarding infrastructure.

Section 5. Other Information and declaration

As discussed above, we would like to know that there are lots of declaration required in process of registration as a Research analyst. In this section, you have to upload all the other necessary information and declarations.

Section 6. Declaration Statement

This is the automatic declaration you will get in FORM A . No Need to file this from our end.

Section 7. Fees Details

Fees Details will be shown in FORM A automatically.

After filing Form A online, you will get FORM A in your mail id and we need to send this FORM A along will all the necessary documents and information to the nearest SEBI office. This is a complete process About how to become a SEBI Registered analyst

Want to know Register as SEBI Investment advisor then check our this page?

FAQ On Research Analyst registration

1. Is 3 years Income tax return mandatory in process of application filling?

Yes, 3 Years ITR Is mandatory in the individual process.

2. Which exam is required to clear for Research analyst registration?

NISM Research analyst 15 

3. I am a graduate? Can I apply for registration?

If you are a graduate in any field, you need 5 years of experience.

4. Can I apply for Research Analyst Registration with Job?

 As per SEBI Regulation, 2(H) Research analyst activity should be only your business activity. Kindly Read 2(H) carefully.