Part-Time SEBI Registration as Research Analyst & Investment Advisor
January 4, 2026 6 mins read

Part-Time SEBI Registration as Research Analyst & Investment Advisor

Author: taxationconsultancy997@gmail.com
Part Time SEBI Registered Advisor – 24x7 Registration Support

Part-Time SEBI Registered Advisor & Investment Advisor (2026 Complete Guide)

If you want to become a SEBI Registered Advisor or Investment Advisor but don’t want to quit your job immediately, the new Part-Time SEBI Registration framework makes it possible.

Whether you’re an IT professional, CA, CS, doctor, engineer, freelancer, or corporate employee, you can now legally offer research and advisory services under the regulations of Securities and Exchange Board of India — without going full-time from day one.

At Taxation Consultancy – India’s Most Trusted SEBI Matter Experts, we provide:

 

 

This guide explains everything you need to know about becoming a SEBI registered advisor or investment advisor in 2026 — even if you’re working in a non-finance job.

Start Your Investment Advisor Process Now

Why Part-Time SEBI Registration Became a Game-Changer

India’s retail investor base is expanding rapidly. With millions of new traders entering the market, the demand for qualified and regulated investment advisors and research analysts has increased significantly.

Recognizing this shift, SEBI issued a landmark circular on 8 January 2025, allowing professionals engaged in non-financial sectors to apply for:

 

  • Part-Time Research Analyst (RA)
  • Part-Time Investment Advisor (IA)

 

This reform allows:

 

  • Working professionals to start advisory work legally
  • CA & CS professionals to earn additional income
  • Individuals to test the advisory profession before going full-time
  • Ethical experts to replace unregulated tip-based operators

 

This move has democratized access to becoming a SEBI registered advisor in India.

Who Can Become a SEBI Registered Advisor (Part-Time)?

One of the biggest advantages of the new regulation is accessibility.

✔ Any Graduate Can Apply

You do not need a finance degree.

Engineers, doctors, teachers, IT professionals, freelancers — all are eligible.

✔ Working Professionals

If you have a full-time job, you can still apply — provided you submit an employer NOC (No Objection Certificate).

✔ CA & CS Professionals

You can apply without surrendering your COP. Self-issued NOC is permitted.

✔ Freelancers & Consultants

You can start as an individual and gradually scale your advisory practice.

Mandatory NISM Certifications for SEBI Registration

To become a legally compliant SEBI registered advisor or investment advisor, clearing NISM exams is compulsory.

For Research Analyst (RA)

For Investment Advisor (IA)

These certifications validate your knowledge of:

  • Investment advisory processes
  • Risk profiling
  • Financial planning
  • Ethics & compliance

Taxation Consultancy provides complete guidance for both exams and post-certification documentation.

Client Limit for Part-Time SEBI Registered Advisor

SEBI allows:

✔ Maximum 75 Clients

If you cross 75 clients, you must:

  • Apply for full-time registration
  • Upgrade compliance structure
  • Follow additional regulatory norms

This ensures part-time advisors operate within manageable compliance boundaries.

Documents Required for SEBI Registered Advisor / Investment Advisor Registration

The documentation process is detailed and must be error-free.

Identity & Basic Documents

  • PAN Card
  • Aadhaar Card
  • Passport-size photograph

Educational Documents

  • Graduation Certificate
  • NISM Certification(s)

Financial & Compliance Documents

  • Net Worth Certificate (mandatory for IA)
  • Bank Statements
  • Office Address Proof
  • ITR (as per latest amendments)

Business Declarations

  • Fit & Proper Declaration
  • Compliance Undertaking
  • Professional Conduct Confirmation

Mandatory NOC (If Employed)

  • Official letterhead
  • Signed & stamped
  • Clearly stating no conflict of interest

Taxation Consultancy ensures:

  • Proper formatting
  • Notarization
  • Correct portal submission
  • Zero-delay documentation

NOC Requirement – Most Critical Step

The NOC is essential because SEBI must ensure:

  • You are not employed in a financial services entity
  • There is no conflict of interest
  • Your employer is aware of your advisory activity

Who Needs NOC?

  • Corporate employees
  • IT professionals
  • Healthcare professionals
  • Engineers & other salaried individuals

Who Doesn’t?

  • Self-employed professionals
  • Freelancers
  • CA & CS professionals

We provide ready-to-use SEBI-approved NOC formats.

Compliance Rules After Becoming a SEBI Registered Advisor

Becoming registered is just step one. Compliance is ongoing.

✔ What You Must Do

  • Maintain arm’s length separation from your main job
  • Use proper SEBI disclaimers
  • Maintain detailed records of recommendations
  • Prepare structured research reports
  • Disclose income sources transparently
  • Conduct annual audits (where applicable)

✘ What You Must Never Do

  • Guarantee profits
  • Manage client funds
  • Take client trading credentials
  • Offer tip-based calls
  • Engage in insider trading

Ethical advisory is the foundation of being a compliant investment advisor.

Mandatory Website Requirement

Every SEBI registered advisor — including part-time — must maintain a professional website containing:

  • SEBI Registration Number
  • Mandatory Disclaimers
  • Fee Structure
  • Conflict of Interest Policy
  • Research Methodology
  • Terms & Conditions
  • Privacy Policy

Taxation Consultancy builds fully SEBI-compliant advisory websites.

SEBI Registration Processing Time

Typically:

⏳ 2 to 4 Months

Depends on:

  • BSE processing queue
  • Documentation quality
  • Response to SEBI queries
  • NOC clarity

We handle all communication with BSE and SEBI on your behalf.

Official Fees for SEBI Registered Advisor / Investment Advisor

Government registration fee:

₹15,000 + GST

Breakup:

  • ₹2,000 + GST (Initial Application)
  • ₹10,000 + GST (Main Fee)
  • ₹3,000 + GST (Final Grant Fee)

No hidden government charges beyond this.

Why Choose Taxation Consultancy?

SEBI registration involves strict compliance and precise documentation. Errors lead to delays or rejection.

We provide:

  • End-to-end SEBI registration
  • NISM guidance
  • Employer NOC drafting
  • BSE portal filing
  • SEBI query handling
  • Website compliance setup
  • Post-registration compliance support
  • Legal support for advisory entities

We maintain a 100% success record in SEBI RA & IA registrations.

Contact Taxation Consultancy

Ready to become a SEBI registered advisor or investment advisor?

📞 Call: 8928321757
📧 Email: taxationconsultancy997@gmail.com
💬 WhatsApp: Instant SEBI Support Available

We guide you from exam preparation to final SEBI approval.

Final Words

The introduction of part-time registration has made it easier than ever to become a SEBI registered advisor or investment advisor in India.

Whether you want to build a side income, transition into advisory gradually, or start a compliant research practice — this is the right time.

At Taxation Consultancy, we simplify the entire process so you can focus on building your advisory career with confidence and compliance.

Also Read : Investment Advisor Registration SEBI – Process, Fees & Eligibility 2026

FAQ'S

A SEBI registered advisor is an individual or entity authorized by SEBI to provide investment advice legally under regulatory guidelines.

Yes. You can apply for part-time registration with an employer NOC.

Yes.
RA → NISM Series 15
IA → NISM 10A & 10B

Yes. A SEBI-compliant website is mandatory.

Maximum 75 clients under part-time registration.

Usually 2–4 months.

₹15,000 + GST (government fee).

No. Influencers must apply for full-time registration.